Stop managing your Senior Managers Regime obligations on a spreadsheet. Get a personalised Obligation Map mapped to named individuals, a RegData calendar with deadline alerts, and regulatory intelligence contextualised to your firm.
The Financial Conduct Authority does not scale its rulebook to your size.
Personal liability sits with the named individual, not the firm. Every approved person carries prescribed responsibilities under SYSC.
Continuous monitoring of outcomes for retail customers since July 2023. Annual Board Report required from the Chief Executive.
RegData submission deadlines for every authorised firm: RMAR, CCR, Payment Services returns, CASS audits.
Firm type, FCA permissions, and Senior Manager Functions designated. Five guided steps, under three minutes.
The mapping engine checks your inputs against the FCA Handbook application rules and produces a map of every obligation that applies to your firm, assigned to named individuals.
Get proactive alerts at 30, 14, and 3 days before each deadline. Mark obligations complete to build a permanent audit record.
Click any tile to see a sample Obligation Map for that firm type. No account required.
COBS suitability, Consumer Duty Annual Board Report, RMAR Sections B and F.
CONC obligations, Consumer Credit Return (CCR) via RegData, MLRO Annual Report when SMF17 designated.
PSR obligations, CASS 15 safeguarding audit, quarterly Payment Services Return.
Full CONC sourcebook including CONC 4 and 5.2A. SMF1 fallback when no SMF16 designated.
MiFID transaction reporting, COLL obligations, CASS 6 client asset audits.
For sole practitioner firms with a single Senior Manager and a single permission set.
For firms with 2 to 10 staff with multiple SMFs, certified persons, fitness & propriety cycle.
For firms running multiple permission profiles or operating across firm types.
Every obligation in the platform references a specific FCA Handbook sourcebook section: SYSC, COCON, FIT, COBS, CONC, MCOB, ICOBS, CASS, COLL, SUP. Every return references the actual RegData form name. The platform reads the application rules at the start of each sourcebook to determine which obligations apply to your firm.